Why regulation alone will not address risks arising from technological advances.
HK’s proposal to expand liabilities to support staff will only sow division.
Disciplinary actions up 67%; civil proceedings rise 23%; completed investigations increase by 24%.
FMA review of 800 firms finds inadequate staff training and variations in due diligence
New exchange aims to prevent fraud amidst PBOC concerns about ‘opaque information trading’.
December Nikkei 225 Futures the largest contract hit by delay 5 months after main board malfunction.
Highlights from Regulation Asia’s 2016 India Roundtable with ICCL, Stockholding, EY and PIVOT.
Regulators appear to be lagging behind market infrastructure and institutions in using technology.
Just as financial reforms start to appear stable they may be overturned by a spike in interest rates.
APAC survey benchmarks 'state of readiness' and emerging implementation trends.
Whatever US financial regulation looks like moving forward, it will reverberate worldwide.
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