Featured Article

Laura Glynn, Fenergo, Jul 18, 2016

CRS compliance process proving to be more complicated than just an extension of FATCA compliance.

Analysis & Opinion

Peter Guy, Regulation Asia, Sep 19, 2016

Deutsche Bank's $14bn fine leaves the public wondering why bank penalties continue to grow with no end in sight.

Latest News

Hong Kong police are investigating claims directors misappropriated up to HK$450mn from the two firms.

Editors, Regulation Asia, Sep 23, 2016

Regulator suspects doctors and academic personnel are involved in leaking information.

Editors, Regulation Asia, Sep 23, 2016

New regulation will invite ‘unbankable’ into financial services, support start-ups.

Editors, Regulation Asia, Sep 23, 2016

Chinese investor sues securities regulator over market intervention.

Latest Articles

Chionh Chye Kit, Cynopsis Solutions, Sep 22, 2016

Recent events suggest not much has changed since the financial crisis, and a different approach is needed.

Peter Guy, Regulation Asia, Sep 19, 2016

Roundtable with senior compliance executives explores the latest issues in an increasingly complex, risky area.

Peter Guy, Regulation Asia, Sep 12, 2016

Charges against traders and possibly the bank itself will create regulatory and compliance dilemmas.

Samuel Riding, Regulation Asia, Sep 07, 2016

BBH’s head of regulatory intelligence suggests more funds are considering locating outside London.

Peter Guy, Regulation Asia, Sep 05, 2016

Governance and operational transparency will challenge its prestige once operations begin.