Latest Articles

Peter Guy, Regulation Asia, Nov 14, 2016

Uncertainty about fund passporting will have widespread impact on asset managers’ international costs.

Peter Guy, Regulation Asia, Jun 27, 2016

The entire framework and purpose of EU financial regulations has been thrown into uncertainty.

Peter Guy, Regulation Asia, May 27, 2015

Barriers created by extensive regulatory reforms have forced foreign managers to change their EU marketing plans.

Latest News

Editors, Regulation Asia, Mar 20, 2017

But Mark Carney suggests body will investigate ‘unintended consequences’ of regulation.

Editors, Regulation Asia, Dec 09, 2015

Regulator proposes to allow foreign investors and alternative investment fund managers as eligible investors.

Editors, Regulation Asia, Mar 02, 2015

Luxembourg's Financial Sector Surveillance Commission has given its go-ahead for more funds to invest in the Shanghai-Hong Kong cross-border stock scheme and more such approvals are likely soon.

Editors, Regulation Asia, Aug 01, 2014

The Depository Trust & Clearing Corporation, the world’s largest post-trade services provider, announced the establishment of the client data and documentation solution Clarient Entity Hub, which is designed to provide increased controls, standardization and transparency in managing client information.

Editors, Regulation Asia, Jan 21, 2014

With only six months to go until full implementation of the Alternative Investment Fund Managers Directive (AIFMD) on July 22nd, fewer than 20% of alternative investment fund managers (AIFMSs) have submitted an application to their local regulator for AIFMD authorisation, says industry survey.

Editors, Regulation Asia, Sep 17, 2013

The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange o