Latest Articles

Samuel Riding, Regulation Asia, Mar 29, 2017

Asian institutions have a window of opportunity before global rules take hold, according to panellists at Regulation Asia’s OTC...

Douglas Cheung, Wolters Kluwer, Mar 27, 2017

Trying to compile all the new reports at the last minute should be avoided at all costs.

Peter Guy, Regulation Asia, Mar 20, 2017

A lost world of clients whose accounts are closed without explanation reveals the cruelty of automated compliance.

Samuel Riding, Regulation Asia, Mar 14, 2017

APAC institutions banking on having an easier time in the Trump-Brexit era could be in for a rude awakening.

Peter Guy, Regulation Asia, Mar 13, 2017

Law firms and banks must devise new advisory models to reduce costs, improve compliance.

Latest News

Editors, Regulation Asia, Mar 29, 2017

Lender receives overall pass rating; says some city commercial banks failed PBOC's Macro Prudential Assessment.

Editors, Regulation Asia, Mar 28, 2017

Association calls for more open regulatory consultations to include foreign participants.

Editors, Regulation Asia, Mar 28, 2017

Task force gathering intelligence via social media; has received 430 reports from whistleblowers.

Editors, Regulation Asia, Mar 28, 2017

Two firms confirmed as eligible brokers; BDO Unibank the designated settlement bank.

Editors, Regulation Asia, Mar 27, 2017

Head of science and technology department eyes UK FCA’s model; to develop ‘more invasive’ regulation including regtech.

Editors, Regulation Asia, Mar 27, 2017

One unit advised on futures contracts for more than 10 years without the required license.