Latest Articles

Eric Chan, Shook Lin & Bok, Jun 22, 2017

POs are increasingly being used to ensure integrity in Singapore’s financial services industry.

Peter Guy, Regulation Asia, May 29, 2017

A decade after the first tremors of the global financial crisis emerged, its regulatory remedies remain open to debate.

JP Reimann, Regulation Asia, May 23, 2017

New rules likely soon after SFC consultation as WannaCry underscores need for protection.

Peter Guy, Regulation Asia, May 22, 2017

Trump’s idea to bring back proprietary trading to boost banks’ profitability carries major risks for Basel.

Helen Colquhoun, Withers Hong Kong, May 16, 2017

Case arising from RBS’s actions during the last financial crisis provides an object lesson.

Latest News

Editors, Regulation Asia, Jun 23, 2017

CSRC could further liberalise QFII; SAFE head vows further foreign exchange reforms.

Editors, Regulation Asia, Jun 23, 2017

Exchange, regulator cite breaches of rules on margin, margin collection, client due diligence.

Private letter sent to banks in the city state says several other regulatory timelines will also be altered.

Editors, Regulation Asia, Jun 22, 2017

Fund deputy managing director says search for yield is bringing new, less understood risks.

Editors, Regulation Asia, Jun 22, 2017

China guidelines, India government report to be released next week; progress stalls in Korea.

Editors, Regulation Asia, Jun 21, 2017

Suggested guidance designed to supplement previously issued Principles and Standards.