Latest Articles

JP Reimann, Regulation Asia, May 23, 2017

New rules likely soon after SFC consultation as WannaCry underscores need for protection.

Peter Guy, Regulation Asia, May 22, 2017

Trump’s idea to bring back proprietary trading to boost banks’ profitability carries major risks for Basel.

Arnaud Picut, Misys, May 09, 2017

Key considerations for an architecture for compliance and beyond

Latest News

Editors, Regulation Asia, May 23, 2017

Offshore HFTs must have offices in Japan; all must register with regulator, disclose risk management practices.

Editors, Regulation Asia, May 22, 2017

Sealand Securities also barred from opening new securities accounts, underwriting bonds.

Editors, Regulation Asia, May 22, 2017

Traders alleged to have made extra $750,000 in profit and boosted bonuses while deliberately lying to customers.

Editors, Regulation Asia, May 22, 2017

Macquarie follows Big 4 lenders in promising to fix and monitor conduct by forex traders.

Editors, Regulation Asia, May 17, 2017

Indian securities regulator has been using data analytics and surveillance to identify culprits.

Editors, Regulation Asia, May 17, 2017

Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.