Australian Court Fines Responsible Entity Over Product Disclosures By Sanday Chongo Kabange, Regulation Asia Published on 24th November 2020 Theta Asset Management and its ex-managing director were fined a combined A$2.1mn for authorising the issue of five defective product disclosure statements.To continue reading... Sign in Password * Remember me Lost your password? Get access Get access immediately by purchasing a 12 month subscription, or register today to get access to a free 5-article trial: Register Subscribe To discuss subscription options with our team please email: [email protected] Related:ASIC, Liquidation, PDS, product disclosure, responsible entity, Sterling Income Trust, Theta Asset Management Recommended for you ASIC Approves Variations to Banking Code of Practice IOSCO Issues Guidance on Addressing Misconduct During Stress Events ASIC Demands Better Practices to Improve Audit Quality