Australian Federal Court Fines OTC Derivative Issuers A$75m

The three OTC derivatives issues are now in liquidation and have also been ordered pay ASIC's costs and to refund approximately 10,000 former clients, on top of the penalties.

To continue reading...


Get access today

Sign up for a free 2-week trial and get instant, unrestricted and unlimited access to Regulation Asia.

FREE TRIAL

Already taken your free trial? Get in touch with our team and enquire about a subscription today. Select subscribe below to view our subscription packages or you can email us at [email protected] to discuss your options.

Subscribe

To Top
Share via
Copy link
Powered by Social Snap