Posts By Derek McGibney, Cognitive GRC Limited
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1.1KData Storage Rules: A Christmas Present From the SFC
Derek McGibney, Cognitive GRC Limited December 11, 2020While the SFC's new FAQs on the use of cloud storage make compliance more manageable, licensed corporations still need to weigh their options, says Derek McGibney at Cognitive GRC.
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1.5KSFC Fund Manager Code of Conduct – Five Important Next Steps
Derek McGibney, Cognitive GRC Limited January 4, 2019Derek McGibney at ACA Compliance Group lays out the activities investment firms should be undertaking to ensure ongoing compliance with the FMCC.
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2.6KSFC Fund Manager Code of Conduct Compliance Checklist
Derek McGibney, Cognitive GRC Limited October 12, 2018With the SFC's FMCC compliance deadline about one month away, fund managers need to have key components in place, says Cordium's Derek McGibney.
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SFC Fund Manager Code of Conduct – Five Steps to Compliance
Derek McGibney, Cognitive GRC Limited July 17, 2018Investment management firms with operations in Hong Kong must turn their attention to the new SFC Fund Manager Code of Conduct, which comes into force in four months.
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2.7KSFC Fund Manager Code of Conduct – What You Need to Know
Derek McGibney, Cognitive GRC Limited May 16, 2018The ten key points you need to know about the SFC's consultation conclusions on changes to the Fund Manager Code of Conduct, due to be implemented in six months' time.
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GRC – The Path to Managing Regulatory Change Intelligently
Derek McGibney, Cognitive GRC Limited June 29, 2017Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
