Internal reorganisation acknowledges growing role of fintech, which will be regulated by FSA Planning and Coordination Bureau with enhanced powers.
Trade organisation says move to local CCPs could push up initial margin costs by 20% or more; cites Australian equivalency model.
SEBI warned nearly 500 entities on possible money laundering over the last financial year; conducted 245 investigations into illegal stock market activity.
Banks will be required to calculate leverage ratios as of June 30 this year in response to consultation before full requirement comes...
Regulator cites weaknesses in internal account protection controls despite warnings; IOSCO report says HK due diligence to safeguard client rights […]
FSS reveals details of AML audits covering banks and other financial services providers, says to impose strict sanctions against regulatory […]
Rating agency says banks in China enjoy a stable operating environment despite still-deteriorating asset quality as government policy efforts take […]
Exchange says it addressed more than 600 ‘abnormal trades’ in 1H17 and referred nine cases to the securities regulator; keeping […]
OTCD regime seen to need further tweaks following responses to 2015 consultation; fund manager dealing desks win capital requirements reduction. […]
Chairman Greg Medcraft suggests firms aren’t linking conduct to other areas of risk; message might not be getting through to […]