Two years ago, the government banned LICs and LITs from paying stamping fees to AFS licensees for help secure investors for capital raisings.
Securities regulators have generally not seen increases in their resources despite their expanding regulatory perimeters and raised supervisory expectations.
The measures seek to create a "multi-tier, professionalised and specialised tech financing system" in Beijing.
The rules set out the security assessment framework for cross-border data transfers.
The guidance explains the FMA's approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services.
MAS says training and upskilling culture in the financial sector workforce has taken root, and high uptake in training is encouraging.
APRA proposes to require FIs to publicly disclose how their remuneration arrangements are designed and how risk is factored into remuneration outcomes for key executives.
Nomura and SBI will invest in and offer services to support startups and other companies that are looking to raise funds using digital tokens.
The Dalian Commodity Exchange has been directed to enhance supervision and monitoring for abnormal transactions and speculative activity.
Under the retirement income covenant, superannuation trustees are expected to consider providing superannuation calculators or retirement estimates to members.