Posts By Editors, Regulation Asia
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1.3KEnforcementSFC Fines SEAVI Advent Ocean Private Equity HK$1mn
The SFC has reprimanded and fined SEAVI Advent Ocean Private Equity for allowing unlicensed individuals to perform regulated functions, in breach of the Code of Conduct.
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181Australia & NZASX Consults on Changes to Treasury Bond Futures Roll
A new consultation paper outlines four options for changes to the roll structure and order management functionality for the 3 and 10 Year Treasury Bond Futures contracts.
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408Asia-PacificPhilippines Amends Framework for Identifying D-SIBs
The BSP will give more importance to a bank’s size and interconnectedness when deciding which lenders should be classified as D-SIBs.
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322Asia-PacificIndonesia Announces Rules for the Establishment of CCPs
The new rules from Bank Indonesia will take effect from June 2020, but the first CCPs for derivatives markets are unlikely to be operational until 2023.
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194Australia & NZRBNZ Proposes Enhanced Oversight Role in Cash System
In a new consultation paper, the RBNZ proposes legislative changes that would allow it to take on a more active monitoring and coordination role in the cash system.
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252Australia & NZ
RBNZ to Issue Final Decisions on Bank Capital in December
RBNZ deputy governor Geoff Bascand says the central bank will review the amount of capital, what form it takes, and the allowed transition period before final decisions are made.
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2.2KFintech / RegtechSWIFT, HSBC to Define Common API Standard for Hong Kong
The new standard will re-use ISO 20022 components to ensure interoperability with Hong Kong's clearing and settlement systems, facilitating the next phases of open banking in the city.
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1.8KBig PictureHong Kong Making Slow Progress on Open Banking: S&P
S&P Global Ratings says Hong Kong’s approach to open banking makes it hard for third-party service providers to participate, limiting the potential of the new digital ecosystem.
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297InternationalFMSB Issues Good Practice Statements on Information Confidentiality
The FICC Markets Standards Board offers guidance to help fixed income and commodities market participants understand what information can be shared, internally and otherwise.
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310Capital RegulationBasel III Monitoring Report Shows Shrinking TLAC Shortfalls
Based on the 2022 requirements, two of 24 G-SIBs reporting TLAC data have a combined shortfall of €32.6 billion , less than half the shortfall reported six months earlier.
