Articles by Editors, Regulation Asia
-
71Capital RegulationBCBS Publishes Study on Early Supervisory Intervention Practices
April 3, 2018Intervention action should be taken to correct unsafe or unsound banking practices before rules and buffers are materially breached.
-
70JapanJapan Exchange Group to Sell SGX Stake Over Three Years
April 3, 2018JPX to sell stake due to governance code requirements to explain strategic holdings, but says cooperation will continue.
-
129ChinaChina Launches Depository Receipt Pilot
April 1, 2018Overseas-listed tech firms with market cap over 200 billion yuan can issue CDRs; unlisted firms valued over 20 billion yuan to be...
-
98ChinaChinese Government Approves WMP Clampdown
March 30, 2018New rules to reduce leverage, ban guarantees; financial court to be set up in Shanghai will jurisdiction over major legal cases.
-
120ChinaPBOC Launches Phase Two Interbank Payment System
March 30, 2018The second phase of CIPS will pilot at ten banks covering cross-border yuan clearing and settlement for all time zones.
-
96Asia-PacificIndonesian D-SIBs Ordered to Boost Capital
March 29, 2018Regulator has imposed a Tier 1 capital surcharge between 1 and 3.5 percent on the country’s systemically important banks.
-
106Asia-PacificMalaysia to Make Specialist Compliance, Risk Management Qualifications Compulsory
March 29, 2018BNM to introduce code of conduct for senior FI personnel, regulatory standards to govern banks’ increased outsourcing of functions.
-
86Australia & NZAustralia Introduces Funds Passport Legislation
March 29, 2018Implementation of Asia Region Funds Passport to be complemented by a new corporate structure vehicle to export to investors in Asia.
-
107Fintech / RegtechIndian Exchange Eyes Machine Learning, AI to Combat HFT Risks – Report
March 28, 2018Managing director and CEO of National Stock Exchange tells Livemint new technology is needed to meet traders’ increasing sophistication.
-
106Australia & NZAustralian Bank Conduct Code to be Compulsory
March 28, 2018Code being considered by ASIC will be binding, with self-regulatory body given power to investigate misdemeanours and issue sanctions.
