The broker-dealer and investment adviser firms, including Oppenheimer and US Bancorp, agreed to pay a combined $81mn.
The funds will have to comply with stricter regulatory requirements under rules jointly issued with the PBOC in February 2023.
Current CEO will step down earlier than planned. Co-COO Bonnie Chan will start as CEO on 1 March 2024 instead of 24 May 2024.
The CSRC warned of increased on-site inspections and a coming crackdown on illegal stock speculation and "irresponsible behavior" by securities practitioners.
Members include OpenAI, Google, Microsoft, Meta, Apple, Amazon, Nvidia, JPMorgan Chase, Bank of America, Mastercard, Visa and others.
Import ban on Russian diamonds starts 1 March 2024. New sanctions target UAE-based entities and an oil tanker.
The Federal Court ruled that the sanctions imposed on Russian oligarch Oleg Deripaska were valid and proportionate.
The Federal Court ruled that Block Earner was offering unlicensed financial services through its "Earner" product.
Post-trade transparency in the Treasury markets will for the first time be on a trade-by-trade basis, rather than aggregated.
Goldman did not include some of the securities it traded in surveillance reports between February 2009 and mid-April 2023.