How regulatory and financial institutions are bringing the fintech ecosystem together.
ASIC says Macquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.
Paper follows research on financial stability risks, FSB consultation on CCP resolution.
Eased rules for fund managers, private banks to compensate for crackdown on offshore derivatives.
Top financial services and treasury official says eyeing market activity, global regulatory developments.
Korea’s FSC (financial Supervisory Commission) proposed to make rating agencies liable for damages if they produce “defective ratings” on listed […]
Move allows foreign investors to conduct multiple transactions through a single account with a global firm.
Revised comingling rules would allow lenders to invest up to 10% of capital funds in non-financial businesses.
A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]
China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]