Articles by Editors
-
326Asia-PacificFintech in APAC – The Virtuous Circle
June 28, 2017How regulatory and financial institutions are bringing the fintech ecosystem together.
-
Australia & NZ
Enforcement – ‘Market Manipulation’ in Australia and China
June 28, 2017ASIC says Macquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.
-
Securities & Trading
CPMI-IOSCO Open CCP Stress Testing Consultation
June 27, 2017Paper follows research on financial stability risks, FSB consultation on CCP resolution.
-
India
India Sweetens the P-Note Pill for Foreign Investors
June 27, 2017Eased rules for fund managers, private banks to compensate for crackdown on offshore derivatives.
-
Hong Kong
HK SFC to Review Short-selling Rules
June 27, 2017Top financial services and treasury official says eyeing market activity, global regulatory developments.
-
Korea
Korea Proposes to Make Agencies Liable for ‘Defective Ratings’
June 26, 2017Korea’s FSC (financial Supervisory Commission) proposed to make rating agencies liable for damages if they produce “defective ratings” on listed […]
-
Korea
Korea Introduces Derivatives, Bond Omnibus Accounts
June 26, 2017Move allows foreign investors to conduct multiple transactions through a single account with a global firm.
-
Regtech
Singapore to Permit Bank Acquisitions of Fintech Companies
June 26, 2017Revised comingling rules would allow lenders to invest up to 10% of capital funds in non-financial businesses.
-
Hong Kong
HKFE, SFC Fire off Conduct Warnings to Brokers
June 23, 2017A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]
-
China
China Regulators Reaffirm Reform Push after MSCI Decision
June 23, 2017China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]