Posts By Editors, Regulation Asia
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Capital / Liquidity
Research Finds Derivatives Central Clearing Unfavourable
Preliminary research assesses creation of cost incentive in favour of central clearing for bilateral contracts.
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Hong Kong
SFC Assigns New Investment Products Exec. Director
The appointee will serve as head of investment products for three years.
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AML / KYC
CBRC Proposing Tighter Rules for WMPs
The government’s move aims to prevent shadow-financing risks.
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AML / KYC
CSRC to Tighten Brokerage Industry Supervision
Stronger internal compliance and risk protocols required before year end.
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Market Infrastructure
MAS Issues New Risk Management Outsourcing Guidelines
Conclusions address issues around cloud computing and outsourcing arrangements for FIs.
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International
5 Point Plan for CRS Compliance
CRS compliance process proving to be more complicated than just an extension of FATCA compliance.
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International
6 Key Considerations for CRS Implementation
CRS compliance process proving to be more complicated than just an extension of FATCA compliance.
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China
SZ-HK Stock Connect to Kick-off Before Year End
CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
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Securities / Derivatives
Asia’s Digital On-boarding Challenge
Appway survey reveals how regulations, technology, and compliance are driving competition among wealth managers in Asia.
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Hong Kong
HK SFC Planning Fund Liquidity Rules
Regulators’ increasingly concerned about role of investment funds as source of systemic risk.
