Committee will help the regulator evolve the regulatory framework in response to the development of new technology pertinent to the securities markets.
Bank claims that the missing TTRs were due to a coding error following a software update in the IDMs since November 2012 until September 2015.
UK asset management firm Legal & General Group became the first foreign firm to make use of Japan’s financial market entry consultation desk.
China has blacklisted nine funds connected to HSBC for alleged “misbehaviour” in the financial markets, specifically pertaining to IPO’s.
AUSTRAC began civil proceedings against the CBA for “serious and systemic” failure to comply with the AML and counter-terrorism financing laws.
Papers analyses regional divergence in frameworks across Singapore, Hong Kong and Japan.
Hong Kong securities regulator expresses concerns on the management of private funds and discretionary accounts.
ASFA has come out strongly against the Treasury consultation proposing greater involvement of the ASIC in monitoring and enforcing financial industry codes.
Singapore regulator announces intention to regulate ICO's that share characteristics of debt or equity securities.
The Chinese government made systemic risk in the country’s financial sector its main priority during its mid-year work conference.