Posts By Sanday Chongo Kabange, Regulation Asia
-
204Big PictureFMSB Publishes Spotlight Review on Market Surveillance
Sanday Chongo Kabange, Regulation Asia August 4, 2020The Spotlight Review looks at current and future challenges that FICC market participants face in market surveillance and the impact of machine learning.
-
370MalaysiaSC Orders Bursa Malaysia to Conduct Full Systems Review
Sanday Chongo Kabange, Regulation Asia August 3, 2020The Securities Commission has ordered Bursa Malaysia to conduct a thorough systems review, after a glitch forced a trading halt in mid-July.
-
439Australia & NZNAB to Stop Dealing with Unlicensed Debt Management Companies
Sanday Chongo Kabange, Regulation Asia August 3, 2020NAB says it wants to ensure vulnerable customers are appropriately and professionally supported, either directly by the bank or an accredited representative of their choice.
-
468Big PictureThird Global Financial Crisis May Be Imminent: ex-HKMA Chief
Sanday Chongo Kabange, Regulation Asia July 30, 2020Former HKMA head Joseph Yam worries that the world may slip into a third financial crisis due to insufficient liquidity and dwindling spending caused Covid-19.
-
1.0KAsia-PacificPhilippines Launches DLT-based Distribution of Retail Treasury Bonds
Sanday Chongo Kabange, Regulation Asia July 30, 2020The launch of 'Bonds.PH' paves the way for the unbanked to affordably and easily invest in retail treasury bonds, said National Treasurer Rosalia V. De Leon.
-
392Australia & NZNew Zealand FMA Warns Derivatives Issuers to Ensure Compliance
Sanday Chongo Kabange, Regulation Asia July 29, 2020Self-assessments by derivatives issuers have identified risks stemming from the way they handle client money, provide advice to retail clients, and handle vulnerable customers.
-
319Malaysia
Malaysia Proposes to Allow Lower Public Holding of Large Caps Stocks
Sanday Chongo Kabange, Regulation Asia July 27, 2020Proposed listing rule amendments will allow some large listed issuers to have a public holding spread as low as 15%, compared to the current 25% minimum.
-
432IndiaSEBI Directs Funds to Trade Corporate Bonds Through Exchanges
Sanday Chongo Kabange, Regulation Asia July 23, 2020From October, SEBI will require mutual funds to trade at least 10 percent of their corporate bonds through RFQ platforms of stock exchanges to enhance transparency and price discovery.
-
536Australia & NZASIC Commences Civil Penalty Proceedings Against FX Firm
Sanday Chongo Kabange, Regulation Asia July 22, 2020Forex Capital Trading and its sole director allegedly used high pressure sales tactics, false or misleading statements, and conflicted remuneration to maximise trading volume and client deposits.
