AML / KYC
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BCBS Updates Correspondent Banking AML/CTF Guidelines
Editors, Regulation Asia June 8, 2017 -
MAS Issues Retail Derivative, OTC Licensing Consultations
Samuel Riding June 1, 2017Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.
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MAS Closes Book on 1MDB
Editors, Regulation Asia June 1, 2017Authority issues final fines against Credit Suisse, UOB; bans former employees of now-defunct private banks.
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China Roundup – Financial Inclusion; Account Opening; Trust Lending
Samuel Riding June 1, 2017CBRC clarifies requirements for financial inclusion units; PBOC warns on suspicious transactions.
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Japan FSA Anticipates ‘C2B’ Banking System
Samuel Riding May 31, 2017Commissioner Nobuchika Mori suggests fintech will facilitate provision of ‘bespoke products to mass customers’.
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834HK Regulator, Police, Banks Set up Financial Crime Taskforce
Editors, Regulation Asia May 29, 201712-month pilot to work on ‘detection, prevention and disruption’; HKMA also joins Financial Security Expert Alliance with PBOC, Macau central bank.
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Unregistered Remittance Operators Jailed in Australia
Samuel Riding May 25, 2017AUSTRAC warns on ‘deliberate and systemic breaches’ of AML/CTF rules.
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China Regulators Confirm Readiness for CRS
Samuel Riding May 22, 2017Six departments including banking and securities regulator confirm 1 July kick-off.
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CBRC Sets out Regulatory Agenda
Samuel Riding May 18, 2017Regulator to look at possible bankruptcy regime for commercial banks, trust management, debt-equity swaps and microfinance.
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Indonesia Ends Banking Secrecy
Editors, Regulation Asia May 18, 2017Tax authorities can now access accounts held by Indonesian citizens and foreigners.
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