AML / KYC
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HK to Issue New Account Opening Guidelines
Samuel Riding, Regulation Asia August 16, 2016HKMA responds to concerns about SME and start-up access to banking services.
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BNM Closes Book on 1MDB
Samuel Riding, Regulation Asia August 15, 2016Malaysian central bank says it will not reopen investigations.
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Southeast Asia’s First Regional CTF Risk Assessment Announced
Editors, Regulation Asia August 12, 2016Bali CTF summit yields greater coordination on risk assessment, information sharing.
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India’s New Central KYC System Frustrates SEBI
Editors, Regulation Asia August 11, 2016Government bodies creating duplicating, unsynchronised systems.
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ASIC Prompts Banks on Handling of Sensitive Information
Editors, Regulation Asia August 10, 2016While most firms have adequate policies, implementation is inconsistent.
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Continuous Disclosure Tops ASIC’s Enforcement List
Editors, Regulation Asia August 10, 201633 percent of ASIC market integrity enforcements addressed listed firms' disclosure burden.
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BSP Imposes $21mn Fine Following AML Failures
Editors, Regulation Asia August 8, 2016Largest-ever fine imposed after USD 81M Bangladesh Bank heist on RCBC.
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India Launches Site to Curb Illegal Deposit Takers
Editors, Regulation Asia August 5, 2016The site offers the public information about deposit-taking entities, handles complaints.
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CBRC Proposing Tighter Rules for WMPs
Editors, Regulation Asia July 28, 2016The government’s move aims to prevent shadow-financing risks.
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CSRC to Tighten Brokerage Industry Supervision
Editors, Regulation Asia July 28, 2016Stronger internal compliance and risk protocols required before year end.
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