DWS whistle-blower Desiree Fixler welcomes enforcement action as necessary to deal with greenwashing.
The new regime will increase the reportable data elements, the number of reporting entities, and make event-based reporting to a trade repository mandatory.
Despite high levels of investor support, proposed rules on climate-related disclosures have prompted questions of regulatory over-reach.
Lalinda Sugathadasa analyses the approach Canadian regulators and D-SIBs adopted during the pandemic to remain profitable despite a build-up of excess capital.
ASIC’s Alex Orgaz-Barnier says APAC regulators are targeting a common implementation date and alignment to the greatest extent possible.
Panellists at a recent Regulation Asia webinar discussed the need for greater vigilance to TBML risks and how workflow enhancements can improve outcomes.
Sanctions screening starts with effective KYC, says Refinitiv’s Neil Vaz, pointing to five “universal tools” crypto firms need to ensure compliance.
The response of corporates and investors to the invasion of Ukraine suggests both need to overhaul their due diligence processes.
A shift to digital-first AML auditing and more open communications will improve efficiency and effectiveness for regulators and regulated entities alike, writes Claus Christensen.
The framework has been welcomed by investors, though Commissioner Hester Peirce warned it will undermine the existing regulatory framework.
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