A shift to digital-first AML auditing and more open communications will improve efficiency and effectiveness for regulators and regulated entities alike, writes Claus Christensen.
The framework has been welcomed by investors, though Commissioner Hester Peirce warned it will undermine the existing regulatory framework.
Droit’s Brock Arnason and Craig Butterworth talk to Regulation Asia about how wealth managers are addressing disruption and increasingly complex regulatory requirements in their industry.
Effective and efficient ESG risk management and reporting practices can be enabled through better data and technology, says Steven Yankelson.
The court's decision merely transfers illicit profits to a select group of individuals who were "lucky enough to have traded with the insider", says Tom Fyfe.
Since 2018, the steps taken by the SFC to regulate the virtual asset space have prioritised investor protection, first and foremost.
A fundamental rethink of FCC is needed to move away from tick-box compliance and ensure greater focus on effectiveness and outcomes, says Kelvin Toh.
Siddhant Sahai says a greater focus on inter-bank relationship monitoring and timely sharing of information are needed to truly address financial crime risks.
Loading more posts...
Sorry, no more posts
No more pages to load