Australia & NZ
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Australian Regulator to Review Broker Dark Pools
Editors, Regulation Asia July 31, 2014The Australian Securities and Investments Commission will conduct reviews of broker dark pools over the next 12 months, as regulators globally investigate alleged abuses in the operation of alternative trading venues.
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ASX Seeks Improvements in Operation, Says ASIC
Editors, Regulation Asia July 30, 2014The Australian Securities Exchange Ltd will explore enhanced procedures around the operation of its futures market and consider listing applications from emerging market issuers as part of improvements the bourse intends to work on together with the country’s securities regulator.
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ASX Lowers Fees for Interest Rate Futures, OTC Clearing
Editors, Regulation Asia July 26, 2014The Australian Securities Exchange Ltd said it will cut fees on interest rate futures and over-the-counter (OTC) clearing businesses for the first time in more than 10 years to increase trading volumes and boost its competitiveness.
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Australian Regulator Censures RBS over Interest Rate Manipulation
Editors, Regulation Asia July 23, 2014Australia’s securities regulator has censured the Royal Bank of Scotland for its role in manipulating Australia’s bank bill swap rate.
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Australian Banks Face Pressure Over Real Estate Loans to Foreigners
Editors, Regulation Asia July 22, 2014Australian banks are coming under scrutiny as politicians investigate their role in helping fund foreign investment in real estate.
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Australian Government Plans Mandatory Central Clearing of AUD Interest Rate Derivatives
Editors, Regulation Asia July 11, 2014The Australian government is proposing mandatory central clearing of Australian-denominated interest rate derivatives (IRD).
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Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments
Editors, Regulation Asia July 9, 2014Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.
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APRA Releases Discussion Paper on Super Reporting Revisions
Editors, Regulation Asia July 7, 2014The Australian Prudential Regulation Authority (APRA) has released a discussion paper on proposed revisions to superannuation reporting requirements.
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MGSM Undertake Comprehensive HFT Study
Editors, Regulation Asia July 3, 2014A team of financial researchers from the Macquarie Graduate School of Management (MGSM) will undertake Australia's first comprehensive study into the impact of High Frequency Trading (HFT) on the quality of Australia's financial market.
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ASIC Relaxes Key Management Personnel Equity Disclosures
Editors, Regulation Asia July 1, 2014The Australian Securities and Investments Commission has released a new class order to assist in the preparation of directors' reports for financial years ending on or before September 30, 2014.
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