China
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CBRC to Tighten Supervision of Non-state-owned Banks
Samuel Riding, Regulation Asia January 9, 2017Regulator says to encourage innovation, risk prevention; increase supervision including on-site inspections.
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PBOC Hones in on Bitcoin Risks
Samuel Riding, Regulation Asia January 9, 2017Central bank reminds institutions bitcoin is not legal tender.
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CSRC Confiscations Up 288% in 2016
Samuel Riding, Regulation Asia January 6, 2017Securities regulator cites ‘unprecedentedly complex’ market environment in China.
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Fidelity Wins 1st Standalone Fund Management License in China
Samuel Riding, Regulation Asia January 5, 2017Wholly foreign-owned enterprise is the first to obtain a license to operate independently.
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China to Ease Foreign Investment Limits
Samuel Riding, Regulation Asia January 3, 2017Restrictions expected to be lifted in banking, credit rating services and securities.
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China Tightens Trust Company Regulation
Samuel Riding, Regulation Asia January 3, 2017Trusts have been used as alternative financing channel for companies.
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China Tightens Transaction Reporting Rules
Samuel Riding, Regulation Asia January 3, 2017Large transaction reporting threshold reduced to $7,200.
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CSRC Warns 5 Brokers on Compliance
Samuel Riding, Regulation Asia December 28, 2016Securities regulator also says to tighten supervision of asset managers.
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CSRC Investigating Alleged Bond Default at Brokerage
Samuel Riding, Regulation Asia December 21, 2016Regulator conducts on-site investigation of Sealand Securities amid bond market squeeze.
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China Said to Add WMPs to Risk-assessment Framework
Samuel Riding, Regulation Asia December 20, 2016Move aims to enhance monitoring of shadow banking businesses.
