Hong Kong
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HK Fund Dealing Desks Win OTC Capital Requirements Reduction
OTCD regime seen to need further tweaks following responses to 2015 consultation; fund manager dealing desks win capital requirements reduction. […]
July 27, 2017 -
HK’s New Financial Services Chief Advocates Centralised KYC Registry
Top official says updated ID cards with greater security could be used as basis of the centralised KYC; boost Hong Kong's status in...
July 20, 2017 -
HK Beats Singapore to Resolution Regime
HKMA narrowly outpaces Singapore rival to enacting regime; becomes lead resolution body with responsibility for securities and insurance as well as banking.
July 10, 2017 -
HK SFC, CSRC to Boost Stock Connect Supervision
Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.
July 3, 2017 -
Fintech Innovation vs. Regulation
Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.
July 3, 2017 -
GRC – The Path to Managing Regulatory Change Intelligently
Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
June 29, 2017 -
HK SFC to Review Short-selling Rules
Top financial services and treasury official says eyeing market activity, global regulatory developments.
June 27, 2017 -
HKEX’s New Board a High-stakes, Regulatory Gamble
Defying critics, proposed board includes platforms for dual class shares and tech start-ups.
June 26, 2017 -
HKFE, SFC Fire off Conduct Warnings to Brokers
A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]
June 23, 2017 -
Hong Kong SFC Targets ‘Real Time’ Regulation
Hong Kong’s SFC (Securities and Futures Commission) today (14 June) released its 2016/17 annual report, saying it intends to move […]
June 14, 2017