SFC publishes revised reporting forms for licensed corporations just over two weeks from start of new regime.
One unit advised on futures contracts for more than 10 years without the required license.
OTC Clear can also accept some types of non-cash collateral.
Zhongtai International breached AML/CTF Ordinance, Code of Conduct and SFC guidance.
July deadline looming large over financial institutions and their service providers.
Firm breached 3 regulations including SFC Code of Conduct.
All authorised funds must now disclose ongoing charges, past performance.
Banks should set up or expand board-level committees to tackle the issue.
Joint accounts and existing investments to be counted towards qualification amount.
Morgan McKinley report says cybersecurity among the strongest areas of demand.
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