Hong Kong
-
SFC Could Follow UK Crowdfunding Regulation Format
Samuel Riding, Regulation Asia March 23, 2016Hong Kong regulator considering UK-style framework and prospectus exemptions.
-
SFC to Propose ‘See-through’ Investor Identification
Samuel Riding, Regulation Asia March 11, 2016System would allow regulator to see beyond broker transactions to identify instructing investors.
-
SFC Cuts Retail Investors from Ownership Principles
Samuel Riding, Regulation Asia March 8, 2016Only minor changes made to best-practice guidelines after public consultation.
-
HKEx: In Through the Back Door
Peter Guy, Regulation Asia March 7, 2016Mainland Chinese buyers are treating the Hong Kong stock exchange like a breeding pen for listed shells.
-
HKEx Defends Low Entry Level for Listings
Samuel Riding, Regulation Asia March 3, 2016Chief executive says investors’ ability to exit bad companies more important, warns on shell companies.
-
SFC Pushes Back ATS Guideline Implementation
Samuel Riding, Regulation Asia March 2, 2016Hong Kong regulator confirms deferral to coincide with introduction of mandatory OTC clearing.
-
SFC Fines Yuanta Securities’ HK Unit for Disclosure Failings
Samuel Riding, Regulation Asia February 29, 2016Securities regulator says firm hid bond deal execution prices and financial gains.
-
Hong Kong Expands Short Position Reporting Rules
Samuel Riding, Regulation Asia February 25, 2016SFC expands position reporting to all securities that can be shorted; sets collective investment scheme threshold at HKD30 million.
-
HKEX Launches Data Distribution Programme
Samuel Riding, Regulation Asia February 17, 2016Exchange aims to promote wider availability of data for mainland China investors.
-
HKMA ‘Respects’ HSBC HQ Decision
Samuel Riding, Regulation Asia February 16, 2016Authority stresses Hong Kong’s status as banking hub after lender’s decision to stay in UK.
Loading more posts...
Sorry, no more posts
No more pages to load
