Hong Kong
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HK Regulator to Tighten Asset Manager Rules
Samuel Riding, Regulation Asia November 24, 2016Proposals aim to align HK with international standards; protect investors and market integrity.
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HK Launches Resolution Consultation
Samuel Riding, Regulation Asia November 23, 2016Rules aim to impose ‘suitably tailored constraints’ on resolution authorities.
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HKMA Eases Internet Banking Rules
Samuel Riding, Regulation Asia November 21, 2016Increased transaction limit comes with warning on controls and customer education.
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JPMorgan Paying $264mn to Settle ‘Princelings’ Case
Samuel Riding, Regulation Asia November 18, 2016US SEC says hiring of interns and other staff in Asia breached corruption act.
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HK SFC Bans Ex-Deutsche Securities Trader
Samuel Riding, Regulation Asia November 18, 2016Ban follows Korean order to repay $36.95mn of illegal profit from stock index trades.
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Cyber Security – Lessons from Hong Kong
Samuel Riding, Regulation Asia November 16, 2016HKMA sets a baseline for cyber-resilience but more harmonisation is needed.
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HKMA Repeats N.Korea, Iran Warnings
Samuel Riding, Regulation Asia November 16, 2016FATF plenary has said N.Korea is failing to address illicit funding, proliferation.
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Beware Blockchain – HKMA
Samuel Riding, Regulation Asia November 14, 2016Digital platforms seen as potential channel for illicit financing; could compromise data security.
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HK SFC Warns on Stock Connect Risk
Samuel Riding, Regulation Asia November 14, 2016Regulator calls for system enhancement due to expected increase in trading volume.
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HKEX Delays Derivatives VCM
Samuel Riding, Regulation Asia November 14, 2016Regulator cites potential technical issue uncovered during final preparations.
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