Rating agency cites continued danger but notes banks’ declining exposure to mainland.
Regime introduces principles-based test for sophistication of corporate professional investors.
Thomas Atkinson to move from Ontario Securities Commission on 3-year term.
Hong Kong regulator considering UK-style framework and prospectus exemptions.
System would allow regulator to see beyond broker transactions to identify instructing investors.
Only minor changes made to best-practice guidelines after public consultation.
Mainland Chinese buyers are treating the Hong Kong stock exchange like a breeding pen for listed shells.
Chief executive says investors’ ability to exit bad companies more important, warns on shell companies.
Hong Kong regulator confirms deferral to coincide with introduction of mandatory OTC clearing.
Securities regulator says firm hid bond deal execution prices and financial gains.
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