Office of the Comptroller says bank failed to fix deficiencies in time.
Regulator says former employee attempted to deceive bank on client application.
MIS Services, formerly Standard Chartered Investment Services, said non-compliant with MPF Code and Code of Conduct.
Land Registry will alert banks when documents are registered.
Investigation finds Lam Yuk Wai performed unauthorised transactions and deceived clients.
Volatility control mechanism was originally to be introduced on 14 November 2017.
Amendments also introduce some exemptions from existing requirements.
Advertisements, research reports may not trigger obligations if no direct communication with client.
Enforcement the major order of the year for Hong Kong regulators.
Hong Kong banking industry can soon access Cyber Intelligence Sharing Platform
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