Regulators will collaborate on ‘experience sharing’, information exchange.
Agreement to allow cross-border sales includes rules on equal treatment of investors.
Paper filing by individual applicants and licensees will not be allowed from 1 February 2017.
Registration set to include ‘hundreds of executives in support functions’.
Sessions aim to brief firms on their obligations before 1 July 2017 implementation.
Proposals aim to align HK with international standards; protect investors and market integrity.
Rules aim to impose ‘suitably tailored constraints’ on resolution authorities.
Increased transaction limit comes with warning on controls and customer education.
US SEC says hiring of interns and other staff in Asia breached corruption act.
Ban follows Korean order to repay $36.95mn of illegal profit from stock index trades.
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