Two-stage testing of Phase 2 reporting to depository covers interest rate, foreign exchange, equity, credit and commodity derivatives.
HKEX needs to develop regulations and boards to accommodate the entire chain of technology from start-ups to unicorns.
Regulator has asked for number of withdrawals and amounts to regulate the use of UnionPay cards in Hong Kong.
Conduct and regulatory risks continue to mount as China’s crackdown on corruption puts pressure on private banks and wealth managers.
Papers analyses regional divergence in frameworks across Singapore, Hong Kong and Japan.
Hong Kong securities regulator expresses concerns on the management of private funds and discretionary accounts.
A SFC consultation paper proposes guidelines for robo-advisers to provide accurate, easily comprehensible information to investors.
Fines against individuals as opposed to corporates were up in Hong Kong, a 63% increase in fines from the year before.
Loading more posts...
Sorry, no more posts
No more pages to load