Hong Kong
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HK’s New Financial Services Chief Advocates Centralised KYC Registry
Editors, Regulation Asia July 20, 2017Top official says updated ID cards with greater security could be used as basis of the centralised KYC; boost Hong Kong's status in fintech.
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HK Beats Singapore to Resolution Regime
Editors, Regulation Asia July 10, 2017HKMA narrowly outpaces Singapore rival to enacting regime; becomes lead resolution body with responsibility for securities and insurance as well as banking.
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HK SFC, CSRC to Boost Stock Connect Supervision
Editors, Regulation Asia July 3, 2017Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.
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Fintech Innovation vs. Regulation
Peter Guy, Regulation Asia July 3, 2017Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.
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1.5KGRC – The Path to Managing Regulatory Change Intelligently
Derek McGibney, Cognitive GRC Limited June 29, 2017Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
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HK SFC to Review Short-selling Rules
Editors, Regulation Asia June 27, 2017Top financial services and treasury official says eyeing market activity, global regulatory developments.
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HKEX’s New Board a High-stakes, Regulatory Gamble
Peter Guy, Regulation Asia June 26, 2017Defying critics, proposed board includes platforms for dual class shares and tech start-ups.
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HKFE, SFC Fire off Conduct Warnings to Brokers
Editors, Regulation Asia June 23, 2017 -
Hong Kong SFC Targets ‘Real Time’ Regulation
Editors, Regulation Asia June 14, 2017 -
HK Brokers’ Operations Halted for Allegedly Handling Proceeds of Crime
Editors, Regulation Asia June 13, 2017
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