Hong Kong
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HK Banks to Step up Failure Planning – Fitch
Samuel Riding, Regulation Asia July 8, 2016Rating agency notes Hong Kong is one of the few Asian jurisdictions to allow bail in.
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Indian Auditor General Eyes Regulator’s Performance
Samuel Riding, Regulation Asia July 5, 2016Comptroller says performance audits would mitigate the risk of financial frauds.
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HKEx to Introduce Closing Auction Session
Samuel Riding, Regulation Asia July 4, 2016Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.
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Hong Kong Enacts Resolution Ordinance
Samuel Riding, Regulation Asia July 4, 2016Financial Institutions Ordinance establishes HKMA and SFC as resolution authorities.
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SFC Ticks Off BAML for Disclosure Failings
Samuel Riding, Regulation Asia June 30, 2016Units publicly censured for breaching takeovers code regarding dealing in two stocks.
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HKEX Squeezes Shorting Options
Samuel Riding, Regulation Asia June 28, 2016From 4 July, fewer stocks become eligible to be shorted following periodic review of criteria.
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SFC Calls for Tougher Action on Structured Products
Samuel Riding, Regulation Asia June 27, 2016Regulator says SEHK should take ‘more severe regulatory action’ on active quote requirements.
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Hong Kong Code of Conduct Breaches Surge
Samuel Riding, Regulation Asia June 23, 2016SFC Annual Report also reveals sharp rise in AML breaches.
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HKEx, KRX to Explore Derivatives Cross-listing
Samuel Riding, Regulation Asia June 22, 2016Agreement would cover index futures and options, local currency derivatives.
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HKMA Warns on Aggressive Mortgage Lending
Samuel Riding, Regulation Asia June 21, 2016Developers’ offering up to 95% mortgages increases banks’ credit risk, deputy head says.
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