Hong Kong
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HK Unauthorised Mortgage Alert System Goes Live
Samuel Riding January 4, 2017Land Registry will alert banks when documents are registered.
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HK SFC Bans Ex HSBC Broker
Samuel Riding January 3, 2017Investigation finds Lam Yuk Wai performed unauthorised transactions and deceived clients.
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HKEX to Introduce Derivatives VCM on 16 January
Samuel Riding January 3, 2017Volatility control mechanism was originally to be introduced on 14 November 2017.
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HK Gov’t Gazettes New Disclosure Requirements
Samuel Riding January 3, 2017Amendments also introduce some exemptions from existing requirements.
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HK SFC Clarifies Product Suitability Requirements
Samuel Riding December 28, 2016Advertisements, research reports may not trigger obligations if no direct communication with client.
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Hong Kong – 2016 in Review
Samuel Riding December 22, 2016Enforcement the major order of the year for Hong Kong regulators.
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HKMA Implements Cybersecurity Programme
Samuel Riding December 22, 2016Hong Kong banking industry can soon access Cyber Intelligence Sharing Platform
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Hong Kong Trials Short Position Reporting Rules
Samuel Riding December 21, 2016New requirements due to come into effect on March 15.
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HKMA Develops Enhanced Cybersecurity Competency Framework
Samuel Riding December 20, 2016Framework including continuing professional development to foster cybersecurity talent ..
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HK SFC Asks Brokerage to Freeze Client Account
Samuel Riding December 19, 2016Regulator says client account is suspected of being involved in market manipulation, account hacking.
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