SFC identified 200 instances of non-compliance during 2016 inspections.
Regulator urges firms to implement anti-DDoS systems, warns on ‘reflective amplification’ attacks.
Regulator concludes Value Partners exceeded authorised share capital, failed to report incident in good time.
New guidelines aim to address ‘unusual high volatility’ on listed GEM securities.
Proposal covers options using commodity futures contracts, settlement.
Agreement covers cooperation on license exemptions and on-site visits for financial infrastructures and firms.
Executive director for intermediaries defends Manager-in-Charge regime.
Case relates to timber company now in liquidation, delisting due to accounting irregularities.
Mechanism aims to prevent extreme price volatility in derivatives market.
Court says Left’s application to appeal not on time, would not have succeeded anyway.
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