US bank’s Hong Kong securities operation says to review internal controls to ensure compliance.
SFC, HKEX consultation reveals fundamental conflict between legal enforcement and listing approval.
System aims to prevent extreme volatility from trading errors, other incidents.
Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.
China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.
Listing application vetting, registered entities hit record highs.
HKMA responds to concerns about SME and start-up access to banking services.
Esmond Lee retires effective 7 August.
The revision aims to promote banks’ ability to withstand liquidity events.
Association aims to restore China's hedge fund industry as managers comply with stricter rules.
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