Hong Kong
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SFC Flags ‘Fake Regulator’
Samuel Riding February 12, 2016Hong Kong Foreign Investments Trade Authority the latest in a long line of fictitious regulators and market operators.
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HK to Approve Inverse and Leveraged ETFs
Samuel Riding February 5, 2016Higher-risk ETFs are subject to counterparty and liquidity concerns in the US.
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Fraud Allegations at Australia’s Commonwealth Bank
Samuel Riding February 4, 2016Staff allegedly involved in Ponzi scheme which continued for five years after initial suspicions raised.
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HKEx to Review De-listing Rules
Samuel Riding February 4, 2016Review prompted by institutional investors’ concerns about inability to exit positions.
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Goldman Sachs Censured for HK Takeover Code Breaches
Samuel Riding February 3, 2016Investment bank failed to make dealing disclosures on 111 trades, breached research report restrictions.
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SFC Warns of Brokerage Account Security Breaches
Samuel Riding January 29, 2016Incidents of unauthorised access prompt reminder from regulator, cybercrime bureau.
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Regulation Limits Fintech Disruption: Chris Skinner
Samuel Riding January 26, 2016Fintech specialist says regulatory environment allows incumbent banks to fend off insurgency.
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A Duty of Care: SFC, HKEx and China Metals Recycling
Peter Guy, Regulation Asia January 26, 2016Hong Kong regulators and listing sponsors must share responsibility for IPO fraud.
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HKMA Tells Banks to Prepare for New Risk Framework
Samuel Riding January 20, 2016Letter to authorised institutions says regulator intends to follow Basel Committee timeline.
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Hong Kong Confirms CCyB Hike
Samuel Riding January 15, 2016Buffer to be raised to 1.25 percent from 1 January 2017 amid credit, property market concerns.
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