Hong Kong
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HKMA Warns on Aggressive Mortgage Lending
Samuel Riding June 21, 2016Developers’ offering up to 95% mortgages increases banks’ credit risk, deputy head says.
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SFC, HKEx Issue Consultation on Listing Regulation
Samuel Riding June 20, 2016Regulator and stock exchange propose changes to decision-making, governance structure.
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HK SFC Planning Fund Liquidity Rules
Editors, Regulation Asia June 17, 2016Regulators’ increasingly concerned about role of investment funds as source of systemic risk.
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State Street Fined Over Management of HK Tracker
Samuel Riding June 16, 2016Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.
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HKEx, SFC to ‘Fine-tune’ IPO Regulations
Samuel Riding June 2, 2016SFC could become ‘last gatekeeper’ in IPO process, also set to review back-door listings.
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SHFE Applies for HK ATS License
Samuel Riding June 1, 2016Shanghai Futures Exchange platform could initially trade crude oil futures.
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Guotai Junan Fined for Breaching Client ID Rule
Samuel Riding May 31, 2016SFC says securities firm took more than six months to comply with two-day disclosure rule.
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HK, US Regulators Agree Mutual Supervision, Oversight
Samuel Riding May 24, 2016SFC and FINRA sign agreement on regulation of entities with cross-border operations.
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SFC to Consult on Investor Identity Disclosure
Samuel Riding May 23, 2016Brokers could be required to disclose identities of individuals making equity trades.
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HKMA Launches Cybersecurity Initiative
Samuel Riding May 19, 2016Programme to cover cyber resilience assessment, professional development and information sharing.
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