In a new bulletin, HKEX offers guidance on compliance with LOP reporting, client margin and block trade order execution requirements.
HKEX will leverage expertise from Hong Kong Science and Technology Parks Corp to help it review biotech listing applications.
The new system is intended to detect excessive risk-taking by banks and investment funds to guard against an Archegos style collapse.
The broker transferred client money through bank accounts he owned to help two clients transfer money to/from the Mainland, among other violations.
Hong Kong Customs for the first time detected a syndicate using cross-boundary vehicle drivers to assisting in money laundering activities.
HKEX and GFEX will work together to develop China's derivatives markets, explore a green and low-carbon market, and promote sustainability.
The arrests were made following a joint operation with the SFC against a listed company and its former senior executives suspected of corporate fraud involving HK$450mn.
Hong Kong’s delegate to the NPC Standing Committee Tam Yiu-chung says the vote was delayed pending further study.
BIS Innovation Hub, HKMA and private sector firms will tokenise green bonds to facilitate investment in and improve the transparency of green projects.
Market participants will be able to receive information on corporate actions in the form of ISO messages via SWIFT from 27 September.
Loading more posts...
Sorry, no more posts
No more pages to load