Regulator cites potential technical issue uncovered during final preparations.
Materials can be used as a reference and for internal training.
Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.
Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
Exchange faces critical decisions on regulatory development as it chases all important technology listings.
Securities regulator to conduct on-site inspections, benchmark vs other regulators.
Former representative said to have breached Code of Conduct; banned for 10 years.
Lexis Nexis survey suggests KYC data sharing could help institutions’ meet financial inclusion goals.
Joint Financial Intelligence Unit received nearly 60,000 reports in 1st nine months of 2016.
Bank warns of ‘financial consequences’ if regulator takes action.