Higher-risk ETFs are subject to counterparty and liquidity concerns in the US.
Staff allegedly involved in Ponzi scheme which continued for five years after initial suspicions raised.
Review prompted by institutional investors’ concerns about inability to exit positions.
Investment bank failed to make dealing disclosures on 111 trades, breached research report restrictions.
Incidents of unauthorised access prompt reminder from regulator, cybercrime bureau.
Fintech specialist says regulatory environment allows incumbent banks to fend off insurgency.
Hong Kong regulators and listing sponsors must share responsibility for IPO fraud.
Letter to authorised institutions says regulator intends to follow Basel Committee timeline.
Buffer to be raised to 1.25 percent from 1 January 2017 amid credit, property market concerns.
Banks outside ‘Big 4’ and Macquarie able to reduce risk weightings on some types of loan.