Regulator says SEHK should take ‘more severe regulatory action’ on active quote requirements.
SFC Annual Report also reveals sharp rise in AML breaches.
Agreement would cover index futures and options, local currency derivatives.
Developers’ offering up to 95% mortgages increases banks’ credit risk, deputy head says.
Regulator and stock exchange propose changes to decision-making, governance structure.
Regulators’ increasingly concerned about role of investment funds as source of systemic risk.
Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.
SFC could become ‘last gatekeeper’ in IPO process, also set to review back-door listings.
Shanghai Futures Exchange platform could initially trade crude oil futures.
SFC says securities firm took more than six months to comply with two-day disclosure rule.