HKEX has asked market participants to prepare their systems in preparation for the 1 August stamp duty increase.
The SFC says vaccinations are a critical part of operational risk management. The HKMA is requiring banks to submit a list of unvaccinated staff.
The ETF cross-listing mechanism provides Chinese investors another avenue to access the Hong Kong market besides Stock Connect.
Non-bank institutions such as finance companies and property developers have managed to circumvent the HKMA’s mortgage lending limits.
Trading tariffs and stock settlement fees have been waived for 29 fixed income and money market ETF trading counters.
Senior executives of licensed financial corporations or their overseas affiliates who are fully vaccinated, and meet the eligibility criteria, may apply for the exemption.
Letters sent to HSBC and Citibank threaten up to seven years' jail for any dealings with Hong Kong accounts belonging to media tycoon Jimmy Lai.
A lack of internal controls resulted in Ewarton's failure to detect and prevent unauthorised or improper activities by a licensed representative.
Officials reportedly commissioned an independent study to review State Street's role in managing Hong Kong's Tracker Fund.
The HKMA clarifies that when iAM Smart is used for identity verification, record keeping requirements may be met by retaining data obtained via API.
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