India
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HKMA Issues Guidelines on Penalties for OTC Rule Breaches
Samuel Riding, Regulation Asia October 3, 2016Authority says it will not automatically link fines with profit gained, loss avoided from breaches.
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India Kicks off Commodity Options Regime
Samuel Riding, Regulation Asia September 29, 2016Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.
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SEBI Details Commodity Exchange Investor Protection Rules
Samuel Riding, Regulation Asia September 28, 2016All penalties levied by exchanges will enter investor protection fund.
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RBI Urges Formation of Spot Exchange Regulator
Samuel Riding, Regulation Asia September 27, 2016SEBI does not regulate spot exchanges despite merger with Forward Markets Commission.
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SEBI to Boost Defence Against Cyber-Attacks
Samuel Riding, Regulation Asia September 26, 2016Regulator to further tighten policy framework, appoint chief IT security officer.
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Indian Government Invites Applications to Chair SEBI
Samuel Riding, Regulation Asia September 21, 2016Current chief UK Singha’s 1-year extension ends on 1 March next year.
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Digital Fund-raising Exchanges Illegal – SEBI
Samuel Riding, Regulation Asia September 15, 2016Regulator warns investors about equity crowd-funding platforms emulating securities exchanges.
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RBI Sets up Working Group on Commodity Hedging Price Risk
Samuel Riding, Regulation Asia September 15, 2016Group includes representatives from RBI, SEBI, commercial banks and corporate sector.
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SEBI Said to Allow FPIs Direct Access to Capital Markets
Samuel Riding, Regulation Asia September 13, 2016Move would boost foreign inflows, but domestic brokerages expected to lose revenue.
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RBI Asked to Establish Information-sharing Mechanism
Samuel Riding, Regulation Asia September 6, 2016Special Investigation Team on 'black money' asks central bank to share information with law enforcement.
