India
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India to Boost Cyber Security
Samuel Riding, Regulation Asia October 24, 2016Regulators will form better policy framework, enhance monitoring after alleged malware attack.
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India’s NSE Launches HFT Forensic Audit
Samuel Riding, Regulation Asia October 19, 2016Deloitte asked to looking into audit systems, investigate brokers and officials amid 'fair access’ violations.
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Indian Investigators Probe P-Note Data
Samuel Riding, Regulation Asia October 13, 2016Regulator hands over list of beneficial owners and transfer trails for P-note investments.
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SEBI to Tighten Investment Adviser Rules
Samuel Riding, Regulation Asia October 10, 2016Revisions aim to address gaps and overlapping laws and standard regulations
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India Calls Top Brokers to Account
Samuel Riding, Regulation Asia October 7, 2016Show cause notices issued to brokers for alleged involvement in USD853mn spot exchange scam.
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India’s Finance Ministry, RBI Revisit Bad Loan Plans
Samuel Riding, Regulation Asia October 7, 2016Finance secretary says idea of ‘bad bank’, opposed by ex-governor, can resolve stressed assets problem.
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HKMA Issues Guidelines on Penalties for OTC Rule Breaches
Samuel Riding, Regulation Asia October 3, 2016Authority says it will not automatically link fines with profit gained, loss avoided from breaches.
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India Kicks off Commodity Options Regime
Samuel Riding, Regulation Asia September 29, 2016Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.
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SEBI Details Commodity Exchange Investor Protection Rules
Samuel Riding, Regulation Asia September 28, 2016All penalties levied by exchanges will enter investor protection fund.
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RBI Urges Formation of Spot Exchange Regulator
Samuel Riding, Regulation Asia September 27, 2016SEBI does not regulate spot exchanges despite merger with Forward Markets Commission.
