International
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45ACAMS 2018: HKMA Calls on Financial Industry in Fight Against Crime
Manesh Samtani, Regulation Asia April 26, 2018Deputy chief Arthur Yuen highlighted technological innovation, increased information sharing and the application of a risk-based approach as the key issues to...
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30Asia to Miss Key 2018, 2019 Basel III Deadlines – BIS report
Garima Chitkara, Regulation Asia April 26, 2018Most Asian jurisdictions are behind on implementing counterparty credit risk measures, capital for CCP exposures as well as TLAC, IRRBB and LEX...
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23FSB Publishes Toolkit on Combatting Misconduct
Editors, Regulation Asia April 24, 2018Toolkit offers options on standards and codes of behavior, measures related to wholesale market conduct, guidance on compensation, and tools for strengthening...
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18GFMA Publishes Market Transparency Guidelines
Editors, Regulation Asia April 19, 2018Trend towards market transparency across structurally different markets and jurisdictions highlights need for shared global principles.
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59IMF Chief Offers Regulatory Leadership on Crypto Assets
JP Reimann, Regulation Asia April 17, 2018IMF can play key role to develop global regulatory approach; Lagarde calls for systemic risk assessment, expresses hope for crypto to improve...
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45Exempt Post-trade Risk Reduction Services from EMIR Clearing Obligations – ISDA
Garima Chitkara, Regulation Asia April 12, 2018ISDA white paper touts compression and counterpart rebalancing as “crucial” post-trade risk management tools that should be exempt from clearing obligations under...
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46CPMI-IOSCO Publish Multi CCP Stress Testing Framework
Editors, Regulation Asia April 12, 2018Framework supports stress tests examining potential macro-level impact of common stress event affecting multiple CCPs to gauge interdependencies between markets, CCPs and...
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23
CPMI-IOSCO Issues Technical Guidance on OTC Derivatives Data
Manesh Samtani, Regulation Asia April 12, 2018Guidance excludes UTI and UPI standards, includes parameters for how data should be reported rather than specific regulatory requirements.
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151MiFID II Could Kill Quality Investment Research
Peter Guy, Regulation Asia April 9, 2018If almost all communications between sales-traders and clients is classified as “research”, severe distortions will hit the economics of quality investment insights.
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63
IOSCO Issues Corporate Bond Transparency Recommendations
Editors, Regulation Asia April 7, 2018Better access to information will aid regulator functions, enhance cross-border information sharing, enable better informed investment decisions, boost market liquidity.
