Review finds that timely disclosure requirements on value, risk reward profile and costs of CIS are in place for all jurisdictions.
The International Organization of Securities Commissions has published its findings on the progress jurisdictions have made in adopting legislation, regulation and policies for derivatives market intermediaries.
The Depository Trust & Clearing Corporation has urged legislative and industry action to address three key obstacles it has identified that are hindering achievement of the G20 transparency goals.
It is unusual that Fifa was able conduct business for so long despite sensational allegations by the media. Compliance teams need to rethink their standards.
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions have issued final criteria for identifying simple, transparent and comparable securitisation structures.
Conduct risk is proving to be the most frustrating crusade for regulators to lead as no one really understands what it means.
The Financial Stability Board has said it would focus on addressing risks to market liquidity posed by the activities of asset managers rather than on imposing capital and liquidity requirements on the institutions themselves.
More than half of firms expect to spend more than US$200 million this year on overhaul projects to ensure compliance with global structural reform requirements, with nearly one-third expecting to spend more than US$500 million.
The start of the first Level 3 assessment of the implementation of the Principles for financial market infrastructures.
The Board of the International Organization of Securities Commissions on July 9 published a report providing recommendations for regulators to facilitate capital raising by small and medium sized enterprises in emerging markets.
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