International
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IOSCO Publishes Review of Timeliness and Frequency of Information Disclosure
Editors, Regulation Asia August 3, 2015Review finds that timely disclosure requirements on value, risk reward profile and costs of CIS are in place for all jurisdictions.
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‘Significant Progress’ made in Regulation of Derivative Market Intermediaries, says IOSCO
Editors, Regulation Asia August 2, 2015The International Organization of Securities Commissions has published its findings on the progress jurisdictions have made in adopting legislation, regulation and policies for derivatives market intermediaries.
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Urgency Required to Enact Global Data Standards, says DTCC
Editors, Regulation Asia July 30, 2015The Depository Trust & Clearing Corporation has urged legislative and industry action to address three key obstacles it has identified that are hindering achievement of the G20 transparency goals.
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How the Fifa Case is Affecting AML and KYC Procedures
Peter Guy, Regulation Asia July 28, 2015It is unusual that Fifa was able conduct business for so long despite sensational allegations by the media. Compliance teams need to rethink their standards.
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Basel Committee, IOSCO Publish Final Criteria for Securitisation Structures
Editors, Regulation Asia July 27, 2015The Basel Committee on Banking Supervision and the International Organization of Securities Commissions have issued final criteria for identifying simple, transparent and comparable securitisation structures.
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Banking on Good Behaviour
Peter Guy, Regulation Asia July 24, 2015Conduct risk is proving to be the most frustrating crusade for regulators to lead as no one really understands what it means.
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FSB Approaches Regulation of Asset Managers Cautiously
Editors, Regulation Asia July 19, 2015The Financial Stability Board has said it would focus on addressing risks to market liquidity posed by the activities of asset managers rather than on imposing capital and liquidity requirements on the institutions themselves.
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Global Structural Reform Drives Significant Investment at Financial Institutions, says Accenture
Editors, Regulation Asia July 17, 2015More than half of firms expect to spend more than US$200 million this year on overhaul projects to ensure compliance with global structural reform requirements, with nearly one-third expecting to spend more than US$500 million.
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CPMI and IOSCO Begin First Level 3 PFMI Principles Assessment
Editors, Regulation Asia July 13, 2015The start of the first Level 3 assessment of the implementation of the Principles for financial market infrastructures.
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IOSCO Publishes Report on SME Financing Through Capital Markets
Editors, Regulation Asia July 13, 2015The Board of the International Organization of Securities Commissions on July 9 published a report providing recommendations for regulators to facilitate capital raising by small and medium sized enterprises in emerging markets.
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