International
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Barclays Fires CEO Antony Jenkins But Still Unable to Define Strategy
Peter Guy, Regulation Asia July 9, 2015Board faces touch choices caught between demands of regulatory compliance and business performance.
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Information Overload Threatens Effective Compliance
Peter Guy, Regulation Asia July 9, 2015Revealing insights show how banks can’t rely on technology to prevent the next crisis.
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IOSCO Publishes Consultation Paper on Fees and Expenses of Investment Funds
Editors, Regulation Asia July 1, 2015The International Organization of Securities Commissions (IOSCO) has published a consultation report proposing an updated set of common international standards of best practice for investment funds.
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IFRS9: A Major Change in Determining Risk
Peter Guy, Regulation Asia June 19, 2015By January 2018, risk systems will have to revise the way they value and account for hedges and other positions on their books.
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PFMIs Implementation Monitoring Assessment Report Shows Good Progress
Editors, Regulation Asia June 16, 2015The second update to the Level 1 assessments of Principles for Financial Market Infrastructure implementation monitoring shows that good progress has been made by the 28 participating jurisdictions.
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Anti-Corruption Practices Must Encompass Entire Banking Process
Peter Guy, Regulation Asia June 9, 2015Expanding due diligence capabilities will require strong data and information resources.
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Global Financial Regulators Release New Report on Credit Risk Management
Editors, Regulation Asia June 3, 2015Global financial regulators have cautioned financial institutions against over reliance on internal models for credit risk management and regulatory capital, urging them to evaluate risk with sophisticated modelling techniques.
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Regulators Take a Hard Look at the Asset Management Industry
Peter Guy, Regulation Asia April 16, 2015Asset managers are voicing concern over poorly conceived proposals. Future regulations could bring severe changes to the concept of investment management.
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S. Korea, Austria, Spain New Founding Members of China-led Infrastructure Bank
Editors, Regulation Asia April 13, 2015Austria, Spain and South Korea have been recognized as founding members of the China-led Asia Infrastructure and Investment Bank (AIIB), the Chinese Finance Ministry said.
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IOSCO Seeks Continuity Plans for Trading Venues, Intermediaries
Editors, Regulation Asia April 8, 2015The International Organization of Securities Commissions (IOSCO) is examining regulations and policies that can help trading venues such as exchanges or multilateral trading facilities to manage a broad range of risks arising from an evolving technology.
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