LME Clear launches new trade-reporting service and meets the February 12 deadline set out by the European Market Infrastructure Regulation.
A new report from SunGard highlights how regulatory change is second only to market volatility as an executive issue for financial services firms.
International Organisation of Securities Commission (IOSCO) has called for enhanced provisions in the code of conduct for credit rating agencies.
The Research Department of the International Organization of Securities Commissions has published a paper that highlights risks associated with the fast-growing crowd-funding industry.
The Capital Markets Cooperative Research Centre has launched a market assessment tool, Market Quality Dashboard, designed to aid regulators oversee securities markets.
The International Organization of Securities Commissions (IOSCO) has released a final report on client asset protection to guide regulators in the supervision of intermediaries holding client assets.
The Basel Committee presents sound practices observed by banks that foster overall improvement in the capital planning processes.
The Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of Understanding (MMoU) on cooperation and exchange of information.
Business executives' attitude toward regulation improves, but the need for global coordination remains, a survey by consulting and advisory firm Kinetic Partners reveals.
With only six months to go until full implementation of the Alternative Investment Fund Managers Directive (AIFMD) on July 22nd, fewer than 20% of alternative investment fund managers (AIFMSs) have submitted an application to their local regulator for AIFMD authorisation,...
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