The Securities and Futures Commission (SFC) has reaffirmed the statutory civil and criminal liability of initial public offering sponsors for defective prospectuses among the regulator’s main accomplishments in the quarter to September.
Global regulatory reform continues to place heavy operational and management pressure on both local and international banks.
Hong Kong Exchanges and Clearing is introducing new incentives for market participants in the renminbi futures market to support its development.
Proposed regulation is an important first step in risk management for banks and financial products.
Financial Supervisory Commission chairman Tseng Ming-chung said he will seek a common ground with the Ministry of Finance on an impending capital gains tax issue that targets major stock market players.
The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued new guidelines to help the financial industry develop simple and transparent securitization structures.
The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.
Australia’s prudential regulator has installed new guidelines for banks’ lending to the property sector to address risks in the country’s housing market.
Event brings together local regulators and finance professionals along with international speakers.
The Financial Services Commission (FSC) said it will establish an independent state-run agency responsible for consumer protection in the financial sector next year.
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