Countries
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23Australia Joins New International Tax Enforcement Alliance
Manesh Samtani, Regulation Asia July 11, 2018The 'J5' will three global tax enforcement initiatives: cybercrime and virtual currencies, enablers of offshore tax crime, and data platforms; new alliance...
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81CCB Hong Kong Unit Fined for IPO Sponsor Failures
Manesh Samtani, Regulation Asia July 10, 2018SFC has fined CCB International Capital HK$24mn for failing to conduct reasonable due diligence for seafood company Fujion Dongya Aquatics in its...
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44Myanmar Stock Market Starts to Open to Foreign Investors
Emma Zhou, Regulation Asia July 10, 2018Resident foreigners can invest in up to 35% of the share capital of YSX-listed companies from 1 August; plans to allow investment...
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39Thailand Publishes Regulatory Framework for ICOs
Emma Zhou, Regulation Asia July 10, 2018New framework will task companies known as ICO portals with screening issuers and cap retail investment in ICO projects, starting from 16...
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58China Further Opens A-shares Market to Foreign Investors
Garima Chitkara, Regulation Asia July 9, 2018CSRC has received tentative State Council approval to allow foreign individuals living in China or working abroad for listed A-share companies to...
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61BCBS Publishes Revised Framework For G-SIBs
Garima Chitkara, Regulation Asia July 9, 2018New framework builds upon consultation last year and provides further guidance on the G-SIB assessment, reporting and higher loss absorbency surcharge. It...
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49UPDATED – Samsung Securities Fined 144 Million Won For Dividend Error
Garima Chitkara, Regulation Asia July 9, 2018South Korea’s FSC fined the company for an April ‘fat finger’ error, which led to the firm issuing 2.8 billion […]
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53India’s NSE Accused Of Fraud In Algo-Trading Case
Garima Chitkara, Regulation Asia July 9, 2018India’s securities regulator has issued a notice to NSE for allegedly misuse of its co-location facility by some brokers seeking early access...
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127The Risky Business of Hiring Chinese Investment Bankers
Peter Guy, Regulation Asia July 9, 2018The real cost of doing business in China was suddenly revealed with Credit Suisse’s settlements totalling $77 million with the SEC and DOJ over...
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78Off-boarding Tail Clients a Short-Sighted Approach – Report
Manesh Samtani, Regulation Asia July 9, 2018Report by Quinlan & Associates suggests potential for digital transformation to deliver 10-15% boost in top-line revenues and 30% reduction in operating...
