Countries
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1.4KOTC Margining in Asia – Still Unfinished Business
Matthieu Sachot, Chappuis Halder & Co. July 31, 2017With the 1st September deadline looming, three key points - besides the risk of regulatory breach - are gaining the financial industry’s attention in Asia.
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HK Auditing Brokers’ Protection of Client Assets
Editors, Regulation Asia July 31, 2017 -
Korea Regulator Flags Weaknesses in Foreign Banks’ AML
Editors, Regulation Asia July 31, 2017 -
Moody’s Gives China Banks a Boost, HK Lenders Not So Lucky
Editors, Regulation Asia July 31, 2017 -
China Financial Futures Exchange Ups Enforcement
Editors, Regulation Asia July 31, 2017 -
HKEX, CSRC and SFC on a Regulatory Collision Course
Peter Guy, Regulation Asia July 31, 2017Regulatory problems in China market could spill into Hong Kong through HKEX’s new third board.
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US ICO Ruling Opens ‘Can of Worms’ for Asia
Samuel Riding, Regulation Asia July 27, 2017 -
HK Fund Dealing Desks Win OTC Capital Requirements Reduction
Editors, Regulation Asia July 27, 2017 -
ASIC Chief Sets out Firms’ Conduct Failings
Editors, Regulation Asia July 27, 2017 -
China CRS Less Burdensome than Expected
Editors, Regulation Asia July 27, 2017
