Regulator issues consultation on conflicts of interest, non-public information in sell-side research.
Second-tier lenders required to increase loan-loss provisions by 50%; maximum mortgage LTV/debt-income ratios cut to 60%/50%.
Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.
Report also finds outdated legislative, regulatory framework; says several sectors ‘largely unregulated’.
Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.
Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
The Australian Treasury issued a trio of proposals to enhance the enforcement powers of ASIC.
How regulatory and financial institutions are bringing the fintech ecosystem together.
ASIC says Macquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.