Countries
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China Fines Top Fund Manager $3 Million for Stock Manipulation
Editors, Regulation Asia September 25, 2015The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
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Thai Asset Managers to Offer Hedge Funds Next Year
Editors, Regulation Asia September 24, 2015Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
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SEBI to Enhance Disclosures by Credit Rating Agencies
Editors, Regulation Asia September 23, 2015Plan to implement a mechanism for prompt and proper disclosures of changes to credit ratings of listed firms, in a bid to safeguard investor interests.
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Japan Clearing Corp Seeks CFTC Clearing Exemption
Editors, Regulation Asia September 23, 2015The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.
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China Targets Higher Bank Liquidity Coverage Ratio
Editors, Regulation Asia September 23, 2015CRBC announces it will implement revised measures on commercial bank liquidity risk management, effective from October 1, 2015.
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Bank of Queensland Investigated by ASIC over Compliance Failures
Editors, Regulation Asia September 23, 2015The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
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India Consults on New Measures to Curb Misselling
Editors, Regulation Asia September 22, 2015India’s government and various regulators are consulting the public on newly proposed recommendations by a high-level government committee to curb misselling of financial products.
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ASIC Sees Opportunities with Blockchain Technology
Editors, Regulation Asia September 21, 2015Australian Securities and Investment Commission chairman Greg Medcraft says the emergence of blockchain technology has the potential to change the existing financial system.
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Japan FSA Urges Banks to Enhance Crisis Readiness
Editors, Regulation Asia September 21, 2015New guidelines call on banks to assess the impact of potential financial crises and to build up capital for such events.
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Singapore Regulator Seeks to Enhance Supervisory Powers and Strengthen Business Conduct
Editors, Regulation Asia September 21, 2015MAS proposes legislative amendments to enhance its supervisory powers and strengthen business conduct of regulated entities.
