The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
Plan to implement a mechanism for prompt and proper disclosures of changes to credit ratings of listed firms, in a bid to safeguard investor interests.
The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.
CRBC announces it will implement revised measures on commercial bank liquidity risk management, effective from October 1, 2015.
The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
India’s government and various regulators are consulting the public on newly proposed recommendations by a high-level government committee to curb misselling of financial products.
Australian Securities and Investment Commission chairman Greg Medcraft says the emergence of blockchain technology has the potential to change the existing financial system.
New guidelines call on banks to assess the impact of potential financial crises and to build up capital for such events.
MAS proposes legislative amendments to enhance its supervisory powers and strengthen business conduct of regulated entities.