Regulators will form better policy framework, enhance monitoring after alleged malware attack.
New regulatory requirements reveal conflicts and shortcomings among authorities and banks.
Move aims to avoid unreasonable sales targets and abuses similar to those at Wells Fargo.
Regulator reveals members and terms of reference for Enforcement Review Task Force
Entities breached disclosure rules, offered index options without due licence, had inadequate system controls.
Citron’s Andrew Left also banned from trading in Hong Kong for five years, vows appeal.
New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.
SFC concludes HK FXCM did not treat clients fairly or have proper controls, policies.
New rules to cover trader registration and risk-management requirements.
New chief is Bank of Kaohsiung chairman; former FSC chair quit amid Mega Bank scandal.
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